Dive into BNY’s Enterprise Onboarding Platform, what we do, the importance of our role across multiple functions within the financial industry and how UCF set individuals for success.
Panelists: Lou Warner - Senior Director, KYC New Business, Transfer Agency, Screening and Due Diligence Vanessa Bentley - Senior Specialist AML/Prevention/KYC for New Business Onboarding. Lee-Ann Gilbert - Role/Title: AML/KYC Specialist 2. In this role we review and perform due diligence on new investors investing into Luxembourg Funds. These funds must follow CSSF regulatory requirements. Alexander Brawley - Role/Title: AML/KYC Analyst. In my current role I carry out AML due diligence on investors onboarding into Luxembourg and US domiciled funds on behalf of our clients. As part of the analyst program, I rotate on a 12-month basis to a different team to garner a broader understanding of BNY.
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